SEC and FINRA Probe Insider Trading Concerns Involving Over 200 DATs

The U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) have contacted over 200 Digital Asset Treasuries (DATs)—likely referring to tokenized or blockchain-based treasury vehicles or funds in the crypto space—regarding potential insider trading. The regulators are scrutinizing pre-announcement trading activities that may have exploited material nonpublic information (MNPI) about treasury-related […] The post SEC and FINRA Probe Insider Trading Concerns Involving Over 200 DATs appeared first on Tekedia.

  Business   Sep 30, 2025   0   1  Add to Reading List
SEC and FINRA Probe Insider Trading Concerns Involving Over 200 DATs

The U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) have contacted over 200 Digital Asset Treasuries (DATs)—likely referring to tokenized or blockchain-based treasury vehicles or funds in the crypto space—regarding potential insider trading. The regulators are scrutinizing pre-announcement trading activities that may have exploited material nonpublic information (MNPI) about treasury-related […]

The post SEC and FINRA Probe Insider Trading Concerns Involving Over 200 DATs appeared first on Tekedia.

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